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NASDAQ · LPLAFinancialsSecurities & Investments

LPL Financial Holdings Inc. (LPLA)

$311.48+4.64%
Close Nov 4, 2026 · split-adjusted
Nov 4, 2026$311.48▼ 16.83% in range
Nov 4, 2025Low $265.86 · High $393.25Nov 4, 2026
What changed · written from our data
As of Nov 4, 2026

LPL Financial Holdings closed at $311.48 on Nov 4, up 4.64%, 20.8% below its 52-week closing high. Volume of 1.3M shares was 1.15× its 20-day average (close to normal).

Split-adjusted performance: -6.3% over one month, -4.1% over six months, -17.8% over one year.

In the quarter ended Sep 30, 2026, revenue was $5.34B, up 17.4% from a year earlier, with a net margin of 6.7%.

Short interest was 2.2M shares at the Oct 15 settlement, up 10.5% from the prior report (2.8% of float, 2.8 days to cover).

Market cap$24.25B77.9M shares
Revenue · quarter$5.34B+17.4% YoY
Diluted EPS$4.52—
P/E · TTM17.4×P/S 1.2×
Net margin6.7%Gross 98.0%
Dividend yield0.39%$0.3 last paid
52-week range265.86 – 393.25−20.8% from high
Volume1.3M1.15× 20-day avg
Volatility · 60d47.2%Annualised
Short % of float2.8%2.8 days to cover
Net cash-$4.74BCash $3.06B
Next earnings—Not scheduled
Split-adjusted performance
1W +15.7%1M −6.3%3M −13.2%6M −4.1%YTD −12.8%1Y −17.8%3Y +39.5%5Y +81.0%

Earnings reactions

History →

No reported quarters with price history yet.

Rank within Securities & Investments

Percentile among 80 companies (100 = best)

6-month momentum35
Revenue growth70
Net margin23
Value (low P/E)59
Size76

Industry medians: 6-month return +2.7%, revenue growth +12.2%, net margin 13.3%, P/E 20.1×.

Short interest

Details →
Shares short2.2M+10.5% vs prior
Days to cover2.8Settled Oct 15
% of float2.8%
Short vol. 10d49.5%of daily volume

Closest peers by size in Securities & Investments

CompanyPriceToday6MRev. growthNet marginP/EMkt cap
LPLALPL Financial Holdings$311.48+4.64%−4.1%+17.4%6.7%17.4$24.25B
TROWT Rowe Price Group$112.57+5.97%+6.1%+5.9%29.7%11.3$24.01BCompare
TWTradeweb Markets$126.99+1.01%+16.0%+14.9%33.8%29.5$26.79BCompare
PSPershing Square$52.82+13.20%——−78.8%—$21.13BCompare
ARESAres Management$136.85+6.14%+10.5%+5.8%7.9%46.3$31.13BCompare
RJFRaymond James Financial$168.69+4.34%+5.8%+13.5%13.6%14.1$32.45BCompare
BENFranklin Templeton$33.87+4.67%+8.7%+14.3%6.8%22.7$17.21BCompare
IBKRInteractive Brokers Group$77.88+0.54%−10.5%+35.3%37.2%31.3$35.29BCompare
CBOECboe Global Markets$345.21+0.27%−0.2%+19.0%31.4%24.4$36.02BCompare

News about LPL Financial Holdings

All news →
Here's What Key Metrics Tell Us About LPL Financial (LPLA) Q3 EarningsZacks Investment Research · Oct 27, 2026▲ PositiveLPL Financial Holdings Inc. (LPLA) Beats Q3 Earnings EstimatesZacks Investment Research · Oct 27, 2026NeutralLPL Financial Welcomes Trio of Independent Texas AdvisorsGlobeNewswire Inc. · Sep 24, 2026▲ PositiveLPL Financial Welcomes Horizon Wealth Management GroupGlobeNewswire Inc. · Sep 15, 2026▲ PositiveLPL and Private Advisor Group Welcome Paxel Financial ConsultingGlobeNewswire Inc. · Aug 6, 2026▲ Positive

Quick answers

What does LPL Financial Holdings do?
LPL Financial is the largest US independent broker/dealer, with more than 32,000 financial advisors, roughly 11 million customer accounts, and roughly $2.4 trillion in client assets under management or advisory affiliated with its platform at the end of 2025. The firm earns the lion share of its profit from interest income earned on client cash balances and from advisory fees, commissions, and asset-based fees.
What is LPLA's market cap?
$24.25B, based on the Nov 4 close of $311.48.
What is LPLA's P/E ratio?
17.4× trailing-twelve-month earnings of $1.39B.
Does LPL Financial Holdings pay a dividend?
Yes. The latest regular dividend was $0.3 per share (ex-date Aug 14), an annualised yield of 0.39%.
How much of LPLA is sold short?
2.2M shares, 2.8% of float, as of Oct 15, 2026.
What sector is LPLA in?
Financials, in the Securities & Investments industry.

About LPL Financial Holdings

LPL Financial is the largest US independent broker/dealer, with more than 32,000 financial advisors, roughly 11 million customer accounts, and roughly $2.4 trillion in client assets under management or advisory affiliated with its platform at the end of 2025. The firm earns the lion share of its profit from interest income earned on client cash balances and from advisory fees, commissions, and asset-based fees. LPL specializes in providing turnkey wealth management services for affiliated independent advisors, but maintains a diverse array of affiliation modalities, running the gamut from more traditional employee models to a pure RIA custody approach. It earns tuck-in revenue from recordkeeping fees and the provision of software tools and services to its advisor base.

HQ: San Diego, CA10,417 employeesListed Nov 18, 2010lpl.com

Sources: Massive / Polygon daily aggregates (split-adjusted) · SEC filings via Massive · FINRA settlements via Massive · Financial Modeling Prep. Figures are dated where shown; research is informational, not investment advice. Methodology